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Charles Goldman

Backing You Learn more

Backing the Industry Learn more.

“We are committed to backing independent advisors like you.”

– Charles Goldman,
Schwab Institutional

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Our Commitment. Learn more

Your Focus. Learn more.

“Schwab is in tune with our business plan, and provides us the resources we need to grow.”

– Colin Higgins, The Golub Group

Considering turning independent? We can help.

How does Schwab serve advisors? By focusing on what matters to you.

  • Learn why independence is right for you
    • Why go independent?
    • What convinced other advisors?
    • What are your options?
  • Get started
    • Plan your new advisory firm
    • Address legal and compliance concerns
    • Establish your office
    • Start-up toolbox
    • Webcast education series
  • Go with the leader
    • Plan
    • Convert
    • Grow
  • Serving Your Clients
    • Transfer, trade and manage client assets
    • Offer clients quality products
    • Work with experts
  • Helping you run your business
    • Technology for your back office
    • Resources for keeping compliant
    • Profiting from your success
  • Supporting your firm’s growth
    • Plan for your growth
    • Expand your firm through a merger or acquisition

Learn how Schwab helps advisors make the transition.

Call us at 877-687-4085
or contact us online.

All inquiries are confidential.

Schwab Business Start-Up Solutions Webcast

Click here to listen to experts discuss how Schwab Institutional can help advisors successfully plan for and establish an independent RIA firm. Visit our Webcast Education Series to learn more.

Financial Benefits of the RIA Model

Use our tool to compare business models, forecast expenses and understand equity valuation.

Why are advisors going independent?

A recent white paper ( 444K PDF) explains why many successful advisors are starting or joining independent firms.

Trust Services

Site map | Schwab Signature Alliance | Schwab.com

Investment managers must meet eligibility requirements to participate in certain services. Schwab Institutional is a division of Charles Schwab & Co., Inc. (“Schwab”) and provides back office and other services to independent investment advisors. This Web site is intended to provide a general overview of some of Schwab Institutional’s products and services. The information included is subject to change. Third-party trademarks are the property of their respective owners. Windows is a registered trademark of the Microsoft Corporation.

Third party firms and their employees are not affiliated with or an employee of Schwab.

Experiences expressed by advisors may not be representative of the experience of other advisors and are not a guarantee of future success.

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