Considering going independent?

Wondering how clients will react to you starting a firm?

Hear one advisor talk about how open his clients were to working with him as an independent advisor, and what he told them to make them comfortable.

Get started

If you’re ready to start your own firm, we’ve got the information and tools to help you get things rolling.

Plan your new advisory firm

Running your own business puts you in control, but it takes careful planning. Learn more about the steps you’ll need to take.

Address legal and compliance concerns

Operating an investment business can entail risk and complexity. Learn about how to help protect your firm from liability or other legal exposures.

Establish your office

Part of starting your new firm means deciding where and how you’ll conduct business on a daily basis.

Start-up toolbox

Our toolbox can help you get your new business venture off the ground.

Webcast education series

Join our next Webcast or learn at your own pace about the opportunities presented by going independent with our informative series of educational Webcasts.

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Investment managers must meet eligibility requirements to participate in certain services. Schwab Institutional is a division of Charles Schwab & Co., Inc. (“Schwab”) and provides back office and other services to independent investment advisors. This Web site is intended to provide a general overview of some of Schwab Institutional’s products and services. The information included is subject to change. Third-party trademarks are the property of their respective owners. Windows is a registered trademark of the Microsoft Corporation.

Third party firms and their employees are not affiliated with or an employee of Schwab.

Experiences expressed by advisors may not be representative of the experience of other advisors and are not a guarantee of future success.

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