Webcast education series

> Deciding to become an independent RIA

> Planning your business

> Transitioning your assets

Decide if Independence is Right for You

Explore the advantages of being an independent RIA, and learn why brokers make the move. 
Recorded: January 30, 2007 (60 minutes)
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Listen as Four RIAs Tell Their Story

Learn what to expect before, during and after the transition to independence, and how Schwab Institutional can be your strategic partner throughout the process.
Recorded: October 30, 2007 (60 minutes)
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Go Independent by Joining an RIA Firm

Listen to advisors and industry experts discuss the industry, the advantages of becoming an RIA, and the options for going independent, including joining a firm.
Recorded: December 4, 2007 (60 minutes)
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> Deciding to become an independent RIA

> Planning your business

> Transitioning your assets

Build a Business Plan

Learn about the process and benefits of building an effective business plan.
Recorded: December 14, 2006 (60 minutes)
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Learn the Legal Aspects of Independence

Find out about the key legal and regulatory considerations of going independent, including retaining legal counsel, establishing a legal entity and registering your firm.
Recorded: June 26, 2007 (60 minutes)
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Forecast your Financial Picture

Learn the financial benefits and implications of starting an independent RIA firm and how to apply financial forecasting techniques. 
Recorded: May 15, 2007 (60 minutes)
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Building Your Independent RIA Office

Get insight on the ins and outs of setting up an independent RIA office from an industry expert familiar with helping advisors start their own firms.
Recorded: February 2, 2006 (60 minutes)
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Launch your RIA Firm with Schwab Business Start-Up Solutions

Learn how Schwab Institutional can help advisors successfully establish an independent firm. Get valuable insight from experts on strategic planning, technology and office establishment resources.
Recorded: March 27, 2008 (60 minutes)
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Answer the Technology Question

Review key technology considerations for going independent, including assessing your needs, how a custodian can help and what Schwab Institutional offers. 
Recorded: September 20, 2007 (60 minutes) 
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> Deciding to become an independent RIA

> Planning your business

> Transitioning your assets

Keep Your Commissions

Learn the benefits of being an independent RIA, including how to retain both fee-based and commission-originated assets when setting up your new firm.
Recorded: Mar 1, 2007 (60 minutes)
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Transition Your Managed Accounts

Learn what to expect when transitioning your managed accounts to Schwab.
Recorded: May 2, 2006 (60 minutes)
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